Rules Navigator
Martina Lindberg2 min read
Alexander Barzacanos4 min read
Thomas Hyrkiel4 min read
Martin Cloake4 min read
Carroll Barry-Walsh5 min read
Alexander Barzacanos1 min read
Julie DiMauro3 min read
Hameed Shuja2 min read
Terry Green | Katten, Larry Wong | Katten4 min read
Julie DiMauro5 min read
GRIP<1 min read
Julie DiMauro28 min listen
The SEC’s 2024 agenda, released July 8, showcases the agency’s plans.
But proposed new rules for broker-dealers and investment advisers split opinion on regulator’s approach to technology.