The SEC Division of Examinations published Rule 17Ad-17 examination results for registrants to consider when assessing compliance.
The SEC Division of Examinations published Rule 17Ad-17 examination results for registrants to consider when assessing compliance.
Federal retrenchment diverts renewable development in the US, while Canada continues to use tax incentives to accelerate investment.
CSA updates cybersecurity guidance for registered firms and seeks stakeholder input on optimizing securities regulation for public companies.
SEC Chair Paul Atkins framed the Commission’s regulatory direction as a return to the principles of individual liberty and free enterprise.
GRIP speaks with Shirley Choo, investment director at Convergence Partners, about the future of impact and healthcare investing and why financial returns, public policy, and social outcomes must work together.
Rahmila Nadi discusses the role of non-technical leaders in AI implementation and the challenges of bias and unequal access to AI education.
Compliance teams have spent time assessing whether employees can safely use AI tools, yet a recent New York Tech Week panel at Romano Law highlighted a challenge that may prove more consequential.
If sustainability reporting is suffering from data overload, speakers at the Grunin Center conference believe governance discipline and AI-enabled data management may offer a way forward.