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![What [the heck] is going on with vaccine policy in America?](https://www.grip.globalrelay.com/wp-content/uploads/2026/02/G-Vaccine-signage-2259640793.jpg?w=1024)
SEA 1934 Rule 17a-4(j)
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Goldman Sachs and Citadel Securities settle SEC recordkeeping charges
SEC repeats its warnings to firms about the importance of record retention.
SEC repeats its warnings to firms about the importance of record retention.