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Latest News
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Podcast: Adria Perez and Kate Seikaly on civil and criminal trade compliance, False Claims Act, and tariff origin checks
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GRIP Extra: FINRA appoints new Board of Governors members, DOJ pushes for Powell prosecution
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Podcast: Christopher Wimmer on cross-border investments, critical minerals, and compliance in Canada
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- Industry
SEA 1934 Rule 613
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Dissent over SEC changes to CAT funding scheme
SEC amendment to National market System Plan draws criticism from industry groups and divides commissioners.