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SEC withdraws 14 rule proposals
The pending rules would have addressed hot-button regulatory areas like predictive data analytics, climate reporting, and cybersecurity risk management.
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NASAA member states settle with brokerage firms over excessive fees
The investigation was conducted jointly by seven state securities regulators.
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SEC and CFTC extend Form PF compliance dates again
The decision came despite “grave concerns” from outgoing CFTC Commissioner Kristin N. Johnson.
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Russian crypto payments founder charged with sanctions evasion
The case highlights the urgent need for stablecoin regulation.
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NSCP submits letter to FINRA requesting updates to rulemaking approach
The compliance industry group requested early rule input opportunities, minimization of rule ambiguity and overlap, and cognizance of compliance costs.
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SEC Commissioner Crenshaw says crypto statements creating confusion not clarity
Schrödinger’s cryptocurrency: both security and not?
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HHS settles with Comstar over cyber risk analysis failures
An investigation found that lapses in risk assessment contributed to a massive ransomware breach at the ambulance billing service.
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Book review: Reimagining supply chains through shared progress
In a word where global supply chains define who benefits from progress, Power and Progress offers not just a warning, but a call “for reimagining a better future.”