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Crypto.com files suit against SEC after getting Wells Notice
In the lawsuit, Crypto.com alleges that the SEC invented the term Crypto Asset Security to expand its jurisdiction over the digital asset industry.
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Podcast: Rachael Pashkevich Koontz on cybersecurity certifications and cyber audits
We spoke about how these certifications and audits are just points in time – but can add greater confidence regarding corporate data security controls.
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Cyber corner: ‘Groundbreaking’ FCC settlement, CISO comp, NIST’s new password rules
Including news of T-Mobile’s $31.5m settlement to resolve an FCC probe into data breaches that affected tens of millions of US consumers.
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Proponent of a proactive culture of compliance, Director Grewal embarks on post-SEC career
He joined the SEC in 2021 and has overseen cases ranging from Regulation Best Interest to greenwashing charges.
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Assistant AG Argentieri speaks about combatting the criminal misuse of AI
The speech focused on DOJ efforts in this area; highlighted AI’s potential in detecting, disrupting, and deterring crime, but also the exploitation by criminals of this emerging technology.
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Barclays will pay $4m to settle CFTC charges over swap reporting
Significant cooperation and remediation resulted in a reduced civil fine for the firm.
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CFTC charges CHS Hedging with audio comms recordkeeping lapses, trade issues
As a registered futures commission merchant CHS was required to make and keep these audio recordings for not less than one year.
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TD Securities charged with spoofing scheme, failing to supervise head of US Treasuries desk
The allegations revolve around hundreds of episodes of unlawful trading in the secondary (cash) market for US Treasuries.