Welcome to GRIP, Global Relay’s new digital information service on practical compliance and regulatory change.
Please enjoy this free trial of our subscription content service, for a limited time only.
-
SEC moves against conflicts of interest in securitization transactions
Regulator adopts new rule to address conflicts of interest in the asset-backed securities market.
-
White House creates cabinet-level supply chain council
Supply chain issues continue to take center stage, as the White House announces a new cabinet-level council focused on the topic.
-
Say CAIO to the hottest new compliance role in federal government
US government seeks Chief AI Officers to manage risk while innovating.
-
Clean energy deal puts spotlight on future of fossil fuels at COP28
COP28 will be held in a petro-state this year and will feature multifront battles over how fossil fuels figure in climate policy worldwide.
-
FINRA moves to harmonize rules for investment performance data
A targeted exception attempts to improve clarity and reduce regulatory friction and confusion without diluting investor protection.
-
Wells Fargo workers file petition with NLRB to join union
Some employees say working conditions and pay concerns at their branches have made them want to unionize.
-
Binance CEO pleads guilty, resigns; crypto exchange settles with regulators
Changpeng “CZ” Zhao, CEO of Binance, resigns from world’s largest crypto exchange after pleading guilty to breaking US anti-money-laundering laws.
-
UK reinsurance brokers settle FCPA charges with DOJ
Millions of dollars in bribes were paid to Ecuadorian government officials.