Lewis Gurry | C & G Regulatory Solutions
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FCA social media guidance set for refresh
Summary of the FCA social media guidance together with common issue highlights and steps how firms should best prepare.
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From losses to litigation: Client’s lawsuit against broker explained
Will brokers face higher expectations for the standard of care that they provide to consumers?
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FCA market abuse peer review: key findings
Market abuse peer review of firms offering CFDs and spread bets identifies insider dealing as primary abuse risk.