Mark Taylor | Ibex Compliance – Global Relay Intelligence & Practice

Mark Taylor | Ibex Compliance

Mark Taylor has worked in Financial Crime Compliance, Money Laundering, Anti-Bribery and Business Integrity for over 35 years in top global financial institutions.

mark.taylor@ibexcompliance.com

Enforcement

Learning the lessons of the Citi ‘fat finger’ trading case

June 4, 2024

The Citi case highlighted compliance deficiencies compounded by human error. Here are some practical tips to avoid making the same mistakes.

Seung Earm | Ibex Compliance, Mark Taylor | Ibex Compliance6 min read

Topics

Latest News

FINRA disciplinary action update 2026/4

Instinet dinged for surveillance lapses over potential manipulative trading

Dubai regulator levies some of its heaviest fines yet

Topics

Latest News

CMS rule proposal takes aim at Affordable Care Act plan options

On the eve of Valentine’s Day, regulators warn of romance-driven scams

Atkins glosses SEC agenda in House speech

Topics

Latest News

Strengthening EU cyber resilience

Tech and AI optimism strongest among US finance leaders

FCA takes action against HTX crypto exchange for illegal promotions

Topics

Latest News

Podcast: Richa Kaul, Complyance CEO, on AI governance and risk

Podcast episode 100: Andrew Davies of ComplyAdvantage on new AI threats

Public-private partnerships in strategic projects

Topics

Latest News

CMS rule proposal takes aim at Affordable Care Act plan options

FINRA disciplinary action update 2026/4

On the eve of Valentine’s Day, regulators warn of romance-driven scams

Learning the lessons of the Citi ‘fat finger’ trading case