-
Client categorization reform – the top 10 things you need to know
The aim of the reforms is to rebalance risk and allow firms to make well-founded assessments of whether a client meets the threshold of a professional client.
-
What you need to know about the Senior Managers and Certification Regime reforms
The FCA, PRA and HM Treasury have each issued consultations setting out reforms to the SMCR.
-
OPINION: How should UK financial regulators be held to account?
Macfarlanes assess regulatory accountability issues and how they should be addressed.