Wells Fargo and Société Générale (SocGen) disclosed in their recent quarterly earnings reports that they are in talks with two US regulators to settle investigations into their employees’ use of messaging applications that might have broken recordkeeping rules.
Wells Fargo said the “Securities and
Register for free to keep reading.
To continue reading this article and unlock full access to GRIP, register now. You’ll enjoy free access to all content until our subscription service launches in early 2026.
- Unlimited access to industry insights
- Stay on top of key rules and regulatory changes with our Rules Navigator
- Ad-free experience with no distractions
- Regular podcasts from trusted external experts
- Fresh compliance and regulatory content every day