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Latest News
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Podcast: Adria Perez and Kate Seikaly on civil and criminal trade compliance, False Claims Act, and tariff origin checks
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GRIP Extra: FINRA appoints new Board of Governors members, DOJ pushes for Powell prosecution
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Podcast: Christopher Wimmer on cross-border investments, critical minerals, and compliance in Canada
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- Industry
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SEC proposes amendments to small entity definitions
The SEC said it has “a longstanding commitment to understanding and addressing the concerns of small entities,” and that this animated the proposal here.
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OPINION: SEC3 year-end takeaways
Janaya Moscony, president of SEC3 and former SEC regulator, offers top tips and best practice learned in 2025 to navigate a frictionless 2026.
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Crypto wrap: PwC leans in, tax evasion crackdown, Turkmenistan legalizes mining
Our pick of recent crypto regulation news.
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2025 UK Online Safety Act round-up and what’s next in 2026
Principal milestones for the OSA that affect online platforms in the UK, and a look at key developments relating to UK online safety which are on the horizon for 2026.
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Preparing for changes to the registered fund marketplace
The SEC approved Dimensional Fund Advisors to offer dual-class funds, allowing open-end funds to have both ETF and mutual fund share classes.
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The most-listened-to GRIP Podcasts of 2025
Compliance and crypto were two hot topics in the most-listened-to episodes of the year.
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Speeches in 2025 express exuberance for change and concern over same
Speakers emphasized technology‑neutral and principles‑based regulation, teased on new policies to come, or raised red flags.
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The GRIP Files: Janaya Moscony, SEC3
Janaya Moscony, President at SEC3, and a former SEC regulator, discusses her career to date and tells us what “gift” she would like to receive from the regulator.