Hameed Shuja3 min read
Hameed Shuja3 min read
Hameed Shuja4 min read
Industry concerns, including potential unintended consequences for the markets, cited as reason for not setting an effective date for the changes.
Thomas Hyrkiel, Julie DiMauro2 min read
Strategy is to target bad actors rather than impose ‘unnecessary burdens’ on legitimate players.
Julie DiMauro2 min read
In addition two senior SEC officers have been named.
GRIP<1 min read
Peirce’s prepared remarks at the Northwestern Securities Regulation Institute outlined seven principles a newly comprised securities watchdog should follow.
Julie DiMauro3 min read
Dan Nikci, Founder and Managing Partner of Applied Fund Solutions, discusses his work with the alternative investment community.
Alexander Barzacanos20 min listen
Senior appointments fill vacancies created by recent departures from the Commission.
GRIP<1 min read
Latest developments in the world of crypto.
Hameed Shuja3 min read
Trump’s working group on digital assets will include officials who will identify all regulations, documents and orders affecting digital assets.
Julie DiMauro3 min read