Failure to establish or monitor rules for a trader incentive program, and in turn a failure to disclose details of the scheme as required by the regulator, has resulted in a $22m civil monetary penalty for Nasdaq Futures, Inc, from the Commodity Futures Trading Commission (CFTC).
The (CFTC) issued an
Free Trial
Register for free to keep reading.
To continue reading this article and unlock full access to GRIP, register now. You’ll enjoy free access to all content until our subscription service launches in early 2026.
- Unlimited access to industry insights
- Stay on top of key rules and regulatory changes with our Rules Navigator
- Ad-free experience with no distractions
- Regular podcasts from trusted external experts
- Fresh compliance and regulatory content every day
