Nikhil-Shah – Global Relay Intelligence & Practice

Rules Navigator

Account Sign in Register

Search

Rules Navigator

Compliance
- All Compliance
- Audit
- Compliance as a Profession
- Compliance Culture & Ethics
- Enforcement
- ESG
- Reporting
- Supervision
Latest News
Enforcement

ASIC roundup: Cbus ordered to pay A$23.5m, actions on EOS and its CEO

Martina Lindberg10 min read

Enforcement

PMCPA concludes Gossamer Bio pre-license promotion breach investigation

Kevin Kinsella3 min read

Enforcement

FINRA disciplinary action update 2025/43

Thomas Hyrkiel4 min read
Regulation
- All Regulation
- CFTC
- ESMA
- FCA
- FINRA
- SEC
- US State Regulation
Latest News
Regulation

GOP House committee members seek rescission of four bank agency guidance docs

Julie DiMauro4 min read

Regulation

Swedish FSA warns of 38 actors operating without a financial license

Martina Lindberg1 min read

US State Regulation

$8.6m insurance lawsuit raises consumer protection questions

Alexander Barzacanos3 min read
Technology
- All Technology
- AI
- Cloud
- Crypto
- Data
- Fintech
- Security
Latest News
AI

Dream deferred? AI and the battle for creative ownership and control

Martin Cloake5 min read

AI

Getty Images v Stability AI: Key takeaways for AI tech companies

Ben Hitchens | CMS, Jack Rigelsford | CMS3 min read

Fintech

EU designates critical ICT third-party providers under DORA

Hameed Shuja3 min read
Resources
- All Resources
- Announcements
- Book Reviews
- Conferences and Events
- Country Guides
- GRIP Extra
- Podcasts
Latest News
Conferences and events

IAPP EU Data Protection Congress 2025: Assessing Europe's Health Data Space

Jean Hurley2 min read

Podcasts

Podcast: Irina Sivachenko on cross-border investigations, anti-corruption, and regulatory enforcement

Vlada Gurvich31 min listen

GRIP Extra

GRIP Extra: CME suffers 11-hour systems outage, US bank regulators ease key thresholds

GRIP2 min read
Industry
- All Industry
- Accounting
- Energy
- Finance
- Healthcare
- IT
Latest News
Regulation

GOP House committee members seek rescission of four bank agency guidance docs

Julie DiMauro4 min read

Conferences and events

IAPP EU Data Protection Congress 2025: Assessing Europe's Health Data Space

Jean Hurley2 min read

Regulation

Swedish FSA warns of 38 actors operating without a financial license

Martina Lindberg1 min read
US Content

Search

Nikhil-Shah

Martina Lindberg

March 13, 2024<1 min read

Click to share on Facebook (Opens in new window/tab) Click to share on Twitter (Opens in new window/tab) Click to share on LinkedIn (Opens in new window/tab) Click to share on WhatsApp (Opens in new window/tab)

You may also like

About GRIP
Contact Us
Editorial Policy
Legal Terms & Policies

Copyright © 2025 Global Relay Communications Inc. All Rights Reserved.

Compliance
Data
- Privacy
ESG
- ISSB
Regulation
- CFTC
- ESMA
- FCA
- FINRA
- SEC
- US State Regulation
Technology
- AI
- Cloud
- Crypto
- Fintech
- Security