Our in-brief roundup of notable stories from the last week.
CFTC Rule 23.203
Requires swap dealers and major swap participants to retain records at the principal place of business or designated principal office.
These must be supplied within 72 hours of receiving a request for their production from the CFTC.
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GRIP Extra: FINRA advances remote inspection reforms, IOSCO updates secondary market disclosure standards
Our in-brief roundup of notable stories from the last week.
The change comes a few weeks after the SEC ended its own “no-deny” policy.
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GRIP Extra: SCOTUS affirms SEC disgorgement power, EU unveils tech sovereignty package
Our in-brief roundup of notable stories from the last week.
A Google software engineer allegedly used confidential search data to make around $1.2m on “near-perfect” search term predictions.
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GRIP Extra: Bank of Canada issues stability report, CFTC clears way for perpetual contracts
Our in-brief roundup of notable stories from the last week.
Firms, however, must maintain strict adherence to existing requirements until these changes are officially adopted.
Our in-brief roundup of notable stories from the last week.
