Our in-brief roundup of notable stories from the last week.
The chief compliance officer has a number of responsibilities including the establishment and maintenance of policies and procedures for the assessment of compliance by the firm with relevant rules and regulations.
An alternate individual, also qualified as a CCO under securities regulations, must also be designated.
Our in-brief roundup of notable stories from the last week.
GRIP 3 min read
The group urges Canadian government to address affordability, regulatory modernization, and supply-chain resilience.
Kevin Kinsella 2 min read
Our in-brief roundup of notable stories from the last week.
GRIP 4 min read
CSA updates cybersecurity guidance for registered firms and seeks stakeholder input on optimizing securities regulation for public companies.
Vlada Gurvich 4 min read
Our in-brief roundup of notable stories from the last week.
GRIP 3 min read
Health Canada introduces a reliance framework to accelerate access to treatments, beginning with pediatric and veterinary drugs.
Kevin Kinsella 1 min read
What financial business leaders can learn from the Roman general.
Max Veve | Maxvia Associés 3 min read
Canadian Consul Chris Wimmer returns to the GRIP podcast to discuss the current state of direct investment in Canada.
Alexander Barzacanos 19 min watch