Hameed Shuja3 min read
Alexander Barzacanos3 min read
Ning Zhang | Morgan Lewis, Yan Zeng | Morgan Lewis17 min read
The chief compliance officer has a number of responsibilities including the establishment and maintenance of policies and procedures for the assessment of compliance by the firm with relevant rules and regulations.
An alternate individual, also qualified as a CCO under securities regulations, must also be designated.
The case highlights the importance of conducting media checks for high-risk clients.
Alexander Barzacanos1 min read
Our in-brief roundup of notable stories from last week.
GRIP2 min read
Our in-brief roundup of notable stories from last week.
GRIP4 min read
How evolving US trade policy is reverberating through the Canadian economy.
Jean Hurley2 min read
Who will be affected and when will reforms be introduced?
Eversheds Sutherland2 min read
Examination of the differing approaches to AI regulation across Canada, the US and Europe and how jurisdictions are shifting their regulatory policies.
Torys LLP8 min read
Our in-brief roundup also includes Bristol Myers Squibb and BioNTech in a drug partnership, Reddit suing Anthropic for using its data, and BlackRock being removed from Texas blacklist.
GRIP3 min read
A look at the current status of AI regulation in Canada, with comment from Pat Poitevin on compliance challenges and what to expect next.
Jean Hurley7 min read