Our in-brief roundup of notable stories from the last week.
The chief compliance officer has a number of responsibilities including the establishment and maintenance of policies and procedures for the assessment of compliance by the firm with relevant rules and regulations.
An alternate individual, also qualified as a CCO under securities regulations, must also be designated.
Our in-brief roundup of notable stories from the last week.
GRIP 4 min read
The CSA's report highlights its efforts to modernize securities regulation and respond to emerging opportunities and risks in today's market environment.
Julie DiMauro 2 min read
Federal health minister seeks assurances that Alberta’s new dual practice system complies with the Canada Health Act as the province prepares for a September rollout.
Kevin Kinsella 2 min read
Federal retrenchment diverts renewable development in the US, while Canada continues to use tax incentives to accelerate investment.
Vlada Gurvich 3 min read
Used properly, sanctions can immobilize assets, exclude suspected criminals from the financial system, and disrupt international networks – but what about delivering justice?
Martin Kenney | MKS Law 4 min read
Our in-brief roundup of notable stories from the last week.
GRIP 2 min read
Our in-brief roundup of notable stories from the last week.
GRIP 3 min read
The group urges Canadian government to address affordability, regulatory modernization, and supply-chain resilience.
Kevin Kinsella 2 min read