CIRO MFD Rule 5.2

All records and documents must be maintained in writing or otherwise kept by means of mechanical, electrical, electronic or other devices.

Rule Overview

Jurisdiction: Canada

Regulator: CIRO

Topic: Recordkeeping

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The storage medium must:

Rule 5.2(a)
Not be prohibited
Rule 5.2(b)
Be subject to appropriate internal controls to guard against falsification
Rule 5.2(c)
Enable the prompt furnishing of the records
Rule 5.2(d)
Include suitable back-up and disaster recovery
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