Premium
Finansinspektionen (FI) warns of evolving investment fraud threats with fraudsters harnessing AI to enhance their credibility.
FINRA Rule 2020
A member must not execute a securities transaction, or cause another person to trade a security, through manipulation, deception, fraud, or any other misleading conduct.
Rule Overview
Jurisdiction: United States
Regulator: FINRA
Topic: Fraud
https://www.finra.org/rules-guidance/rulebooks/finra-rules/2020Latest News
Further Reading
Latest News
The CSA's report highlights its efforts to modernize securities regulation and respond to emerging opportunities and risks in today's market environment.
Premium
The Australian Securities and Investments Commission’s latest actions and news, August 6-13, 2026.
Premium
Our regular roundup of the latest news and developments from the FCA.
Premium
The Australian Securities and Investments Commission’s latest actions and news, July 13-17, 2026.
Premium
The Australian Securities and Investments Commission’s latest actions and news, June 17-29, 2026.
Quick Read
A common scheme among the actors is so-called “loan fee fraud.”
Premium
This is a set of significant cases involving healthcare fraud, securities manipulation, North Korean revenue operations, and a cryptocurrency Ponzi scheme.
