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ASIC roundup: “Brazen, gross, and callous” conduct, and prison for ponzi scheme
The Australian Securities & Investments Commission’s latest actions and news, August 26 – September 3, 2024.
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ASIC roundup: Prison for aiding and abetting, and Kraken found guilty of DDO failures
The Australian Securities & Investments Commission’s latest actions and news, August 12 – 23, 2024.
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ASIC sues stock exchange ASX for alleged misleading CHESS statements
The Commission is taking ASX to the Federal Court for not being truthful about the replacement project’s progress.
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ASIC roundup: A$5m penalty for breaching continuous disclosure obligations
The Australian Securities & Investments Commission’s latest actions and news, August 5 – 9, 2024.
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ASIC roundup: A$11.3m penalty for Mercer, and falsified signatures on audit documents
The Australian Securities & Investments Commission’s latest actions and news, July 29 – August 2, 2024.
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ASIC roundup: ‘ASX Pump and Dump Group’, and futures market manipulation
The Australian Securities & Investments Commission’s latest actions and news, July 22 – 26, 2024.
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ASIC roundup: American Express to pay A$8m penalty, and multiple bannings
The Australian Securities & Investments Commission’s latest actions and news, July 15 – 19, 2024.
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Australian banks to pay back A$28m to low-income customers
ASIC reviewed four big banks all found systemically charging high fees to low-income customers.