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The Australian Securities & Investments Commission’s latest actions and news, July 15 – 19, 2024.
ASIC reviewed four big banks all found systemically charging high fees to low-income customers.
The Australian Securities & Investments Commission’s latest actions and news, July 8 – 12, 2024.
Economics Committee says ASIC’s lack of early regulatory intervention has harmed consumers and investors, and calls for a companies regulator and separate financial conduct authority.
Also discussed in this informative and collegial session was communication surveillance and the focus of recent supervisory visits.
The Australian Securities & Investments Commission’s latest actions and news, July 1 – 5, 2024.
The Australian Securities & Investments Commission’s latest actions and news, June 24 – 28, 2024.
ASIC joins the ranks of regulators urging market intermediaries to strengthen supervision of representatives’ comms.