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Australia
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ASIC roundup: Record civil penalties, license cancellations, plus more
The Australian Securities and Investments Commission’s latest actions and news, February 25-March 9, 2026.
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ASIC’s misconduct reports show spike in corporate governance issues
Between July 1 and December 31, 2025, the regulator received 9,686 reports of misconduct, raising 13,036 issues.
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ASIC roundup: Director charged, license cancellations, plus more
The Australian Securities and Investments Commission’s latest actions and news, February 10-20, 2026.
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Demystifying the debate on the US CLOUD Act vs European/UK Data Sovereignty
Practical advice and steps for organizations to understand and comply with sovereignty and localization rules.
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ASIC launches website to support First Guardian and Shield victims
Under 20% of investors have lodged complaints, so the regulator has taken action.
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ASIC roundup: New ASIC chair, $4.9m fine for wealth fund
The Australian Securities and Investments Commission’s latest actions and news, January 30 – February 9, 2026.
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ASIC urges super trustees to improve scam and fraud prevention practices
Call comes after a recent review found serious gaps in communication with fund members, raising concerns about potential harm from scammers and fraudsters.
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ASIC roundup: Crypto firm fined $9 million for unlicensed operations, plus other news
The Australian Securities and Investments Commission’s latest actions and news, January 24– 29, 2026.