BAFIN
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GRIP Extra: McKinsey suffers AI system breach, Canada caps NSF fees
Our in-brief roundup of notable stories from the last week.
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GRIP Extra: US bank regulators scrap leveraged lending guidance, CFTC greenlights spot crypto products
Our in-brief roundup of notable stories from the last week.
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GRIP Extra: CME suffers 11-hour systems outage, US bank regulators ease key thresholds
Our in-brief roundup of notable stories from the last week.
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GRIP Extra: Exec order targets state AI regulations, EU digital omnibus published
Our in-brief roundup of notable stories from the last week.
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JPMorgan Chase fined record €45m by German regulator for AML failures
Wall Street’s largest bank has been accused of delays in SAR submissions in relation to anti-money-laundering and terrorist financing obligations.
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Financial regulators discuss challenges at Energy Trading Week Europe
Commodity derivatives were a particular focus in a wide-ranging exchange.
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BaFin calls contingency planning and stress testing critical
The regulator’s supervisory statement seeks to clarify its expectations of brokers in connection with client securities trading during times of market turbulence.
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BaFin publishes DORA document requirements cheat sheet
Comprehensive register of key documents is relevant to all organizations running digital systems and needing to ensure their security.