The agency’s less-prescriptive approach may give firms more uncertainty, Janaya Moscony of SEC³ Compliance tells us.
CCO liability
Directors’ pitfalls: practical guidance for directors seeking to avoid personal liability in light of the recent Wright v Chappell case.
Our US editor Julie DiMauro reflects on the events of 2023, and what they suggest 2024 might bring.
SEC enforcement chief sets out three pillars underpinning effective culture, offers assurance on CCO liability.
Commissioner tells annual gathering to prepare for additional workload caused by ‘overactive’ regulator.