CEA 1936 Rule 4c(a)
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DOJ and CFTC bring first parallel insider trading cases, signaling new enforcement era
Observations on what these charges may signal for prediction markets, for the government’s evolving enforcement toolkit, and for market participants.
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Ex-JP Morgan precious metals spoofers get combined $350,000 fine
Consent orders require two former precious metals traders to pay hefty civil penalties and accept industry bans, concluding an enforcement action launched in 2019.