Janaya Moscony | SEC32 min read
Eversheds Sutherland2 min read
Alexander Barzacanos1 min read
Julie DiMauro14 min listen
Vlada Gurvich4 min read
Vlada Gurvich4 min read
Children are a significant part of the financial services’ customer base. The ICO have provided a review of children’s data together with a handy checklist.
Kate Brimsted | Shoosmiths6 min read
Key provisions of the new rules and implications for financial services institutions.
Jean Hurley2 min read
For boards, there is an opportunity to show leadership by proactively managing culture.
Maria Symeon | Pathlight Associates3 min read
With the regulator due to check up on firms later this year, it’s important you review your approach to ongoing service delivery.
Or is the sword of Damacles hanging over the head of the FCA? We take a look at Rathi’s speech alongside insight from industry experts.
Jean Hurley3 min read
Dear CEO letter to asset managers also highlights market integrity and consumer outcomes as key supervisory priorities.
Thomas Hyrkiel2 min read
Gary Watson on themes and challenges in the recent FCA Dear CEO letter.
Gary Watson | Clarionet Consulting3 min read
Checklists for firms to reflect on whether their annual Board report and RCA processes are aligned with the FCA’s ideas of best practice.