Agencies consult on whether existing regulatory frameworks can keep pace as novel products and trading strategies enter the market.
Digital assets
The skills needed to carry out the compliance function are changing, and to be effective businesses and professionals need to understand how.
David walks us through the emerging issues related to the regulatory landscape surrounding digital assets, blockchain technology, and cybersecurity risks.
A panel of experts at this year's City Week event in London discussed ambitions and plans to institutionalize the tokenization of real-world assets, and the work that was needed to achieve this goal.
The proposed roadmap consolidates the bulk of recently advanced agency initiatives.
Thomas Cattee discusses whether the UK can deliver the one thing global financial markets value most: regulatory certainty.
Federal financial agencies must examine rules to identify directives that "unduly impede" fintech firms from partnering with US-regulated institutions.
In its report, the OCC highlighted credit, market, operational, and compliance risks, diving specifically into the cyber, AI, and geopolitical risk areas.