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Back to School: Proposed regs, pending laws, and proactive compliance

Montage with Stacie Hartman, Alice Hrdy, and Carolyn Welshhans.
(From left) Stacie Hartman, Alice Hrdy, Carolyn Welshhans. GRIP Montage: Morgan Lewis Bockius LLP

Attorneys examine US regulator moves to finalize rules, plus expectations and efforts of the compliance community in preparing for them.

Late 2026 sees compliance and legal professionals in the financial services sector gearing up for a highly fluid landscape featuring proposed regulations out for comment, eagerly awaited pending legislation in Congress, and possibly a new composition to the Congressional body politic itself.

They must balance all of this with invigorated

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