Governance Market Survey looks into how the governance function has evolved, how it is resourced, and issues with overall attitude and recognition.
Financial marketplace
Interview
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Our interview with Steve Penry explores the experience and insights that shape effective compliance across energy and financial markets.
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The regulator’s Supercharged Sandbox is a secure, controlled environment where firms can experiment with advanced AI technologies without worrying about compliance breaches.
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Regulator says the changes will improve transparency and consistency, in addition to helping it act faster, deter misconduct, and maintain confidence in UK markets.
Our regular roundup of the latest news and developments from the FCA.
Warning comes in report which is result of year-long inquiry by Treasury Committee, based on written submissions, correspondence from tech firms, and oral evidence by experts and regulators.
Overview of the sanctions regime on Venezuela and key takeaways for businesses.
The regulator has raised concerns over some firms having weaker controls, and limited assessment of customers’ experience and knowledge of ETP-associated risks.