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CFTC amends rules for large trader reports
The changes are intended to give the regulator better insight into large positions and exposures in the futures and options markets.
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ASIC roundup: Fraud documents and directors’ failings
The Australian Securities & Investments Commission’s latest actions, July 31 – August 4, 2023.
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CFTC appoints new Chair and VC to the Technology Advisory Committee
Former White House National Security Council member Carole House takes the seat as Chair.
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Global financial watchdog FATF suspends Russia’s membership
Russia the first country to be suspended from membership of intergovernmental body.
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SEC adds new investment adviser and investment company rules to priorities list
Emerging technologies, cryptoassets and ESG are also on the SEC’s examination priority list for 2023.
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Crypto investment executive Christopher Perkins joins CFTC’s Global Markets Advisory Committee
CoinFund’s President one of the 36 members of GMAC.
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FCA reports a busy year
The financial regulator has clamped down on more misleading adverts, issued more warnings and placed twice as many restrictions on firms in 2022.
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FCA proposes stronger rules to tackle deceptive financial marketing
The Financial Conduct Authority (FCA) wants to protect consumers from questionable adverts by unauthorised firms.