FINRA Rule 8210 – Global Relay Intelligence & Practice

FINRA Rule 8210

Enforcement

FINRA disciplinary action update 2026/3

February 6, 2026

Disciplinary decisions issued January 24 – 30, 2026.

Thomas Hyrkiel3 min read
Enforcement

FINRA disciplinary action update 2026/2

January 27, 2026

Disciplinary decisions issued January 17 – 23, 2026.

Thomas Hyrkiel3 min read
Enforcement

FINRA disciplinary action update 2026/1

January 20, 2026

Disciplinary decisions issued January 1 – 16, 2026.

Thomas Hyrkiel5 min read
Enforcement

FINRA disciplinary action update 2025/46

December 16, 2025

Disciplinary decisions issued December 6 – 12, 2025.

Thomas Hyrkiel2 min read
Enforcement

FINRA disciplinary action update 2025/43

December 1, 2025

Disciplinary decisions issued November 15 – 21, 2025.

Thomas Hyrkiel4 min read
Enforcement

FINRA disciplinary action update 2025/42

November 17, 2025

Disciplinary decisions issued November 8 – 14, 2025.

Thomas Hyrkiel1 min read
Conferences and events

NSCP Annual: Crypto grows up the hard way

November 4, 2025

Regulators at the conference proved that digital-asset markets can be improved through steady coordination, clearer rules, and real-world lessons from the front lines of compliance.

Vlada Gurvich6 min read
Enforcement

FINRA disciplinary action update 2025/39

October 29, 2025

Disciplinary decisions issued October 18 – 24, 2025.

Thomas Hyrkiel2 min read