FINRA identified the modern workplace as an initial area of focus for its latest review, asking for specific comments from member firms.
Hybrid working
Andy Jassy's note to staff about a couple changes he's making at Amazon "to further strengthen our culture and teams" raises questions.
At the FINRA annual conference, industry executives talked about how SEC and FINRA rules work in practice.
Research provides data enabling us to judge the successes, and risks, of hybrid working in the US.
Allen & Overy's global workplace study reveals the priorities, challenges and opportunities facing financial services organisations.
Therapist Jennifer Shapiro-Lee is on a mission to get the tough-talking types of Wall Street to open up more and discuss their mental health.
Jacqueline Joyston-Bechal (JP Morgan), Seung Earm (BNP Paribas) and Guillaume Loeuille (Natixis) spoke at AFME’s Sixth Annual European Compliance and Legal Conference.