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FINRA seeks public comment on the operations of modern workplaces

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Photo: Bettmann Archive/Getty Images

Julie DiMauro

3 min read
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FINRA identified the modern workplace as an initial area of focus for its latest review, asking for specific comments from member firms.

FINRA has just launched a broad review of regulatory requirements applicable to member firms and associated persons with regard to workplace arrangements. 

In connection with this launch, FINRA has requested public comment on the scope of its review and its approach to rule modernization when it comes to the

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