IAA 1940 Rule 206(4)-11 – Global Relay Intelligence & Practice

IAA 1940 Rule 206(4)-11

Compliance

Operational resilience lessons from TSB – the new ‘due diligence’ duty

February 8, 2023

The huge fine levied on TSB in the UK underlines the trend towards requiring proactivity in compliance.

Alex Viall4 min read