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IOSCO final report on global standards for pre-hedging aims to protect asset managers
IOSCO has rejected calls for an outright ban, recognizing that pre-hedging is necessary for dealers to provide liquidity and sharp pricing.
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FCA work in review: October 22-27, 2025
Our regular roundup of the latest news and developments from the FCA.
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FCA promises faster enforcement and greater rewards for cooperation
Speech by Therese Chambers, joint executive director of enforcement and market oversight, delivered at the City & Financial Global FCA Investigations and Enforcement Summit.
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What international companies need to know about SEC cross-border fraud task force
The press announcement also warns that gatekeepers, particularly auditors and underwriters, will be under the SEC’s microscope.
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ASIC roundup: Sentence for insider trading, former adviser and director banned
The Australian Securities and Investments Commission’s latest actions and news, October 6 – 10, 2025.
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ASIC roundup: ANZ A$260m fine, and man sentenced for insider trading
The Australian Securities & Investments Commission’s latest actions and news, September 15 – 19, 2025.
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FCA work in review: September 1-11, 2025
Our regular roundup of developments at the UK’s financial watchdog.
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FCA reviews inside information handling at firms
FCA Market Watch 83 addresses a number of practical compliance challenges including controlling inside information flow, multiple brokers undertaking market soundings, compliance risks at smaller firms and personal account dealing.