-
ASIC roundup: ANZ A$260m fine, and man sentenced for insider trading
The Australian Securities & Investments Commission’s latest actions and news, September 15 – 19, 2025.
-
FCA work in review: September 1-11, 2025
Our regular roundup of developments at the UK’s financial watchdog.
-
FCA reviews inside information handling at firms
FCA Market Watch 83 addresses a number of practical compliance challenges including controlling inside information flow, multiple brokers undertaking market soundings, compliance risks at smaller firms and personal account dealing.
-
FCA secures convictions in insider trading case linked to legitimate wall crossing
In addition to receiving suspended prison sentences, the brothers were ordered to pay back more than £280,000 ($375,000) in restitution.
-
Nine people arrested on suspicion of serious insider trading in Sweden
“Insider trading at a level we have barely seen before.”
-
ASIC roundup: Insider trading, and Mercer Super sued
The Australian Securities & Investments Commission’s latest actions and news, August 11 – 15, 2025.
-
OPINION: Just a small fraud – who would notice?
Howard Fischer considers the recent case of SEC v Vakil and answers the question of whether just a little bit of insider trading is OK?
-
“Long Island Iced Tea” insider trading case survives dismissal motion
Defendant Eric J Watson argued that service of process was insufficient and brought counterclaims seeking damages against the SEC.