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Latest News
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ASIC roundup: Insider trading, and Mercer Super sued
The Australian Securities & Investments Commission’s latest actions and news, August 11 – 15, 2025.
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OPINION: Just a small fraud – who would notice?
Howard Fischer considers the recent case of SEC v Vakil and answers the question of whether just a little bit of insider trading is OK?
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“Long Island Iced Tea” insider trading case survives dismissal motion
Defendant Eric J Watson argued that service of process was insufficient and brought counterclaims seeking damages against the SEC.
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Ex-CEO sentenced in first prosecution for stock sales via 10b5-1 trading plans
DOJ says he avoided $12.5m+ in losses by trading pursuant to two Rule 10b5-1 trading plans while allegedly in possession of MNPI.
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FCA work in review: June 12-19, 2025
Our at-a-glance guide to another week of FCA activity.
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Negotiating the era of digital accountability
Why communication archiving, insider trading regulations and audit tech are effective guardrails for global financial markets amid times of volatility.
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Swedish FSA issued sanctions totaling over SKr 13m between January and April 2025
We took a look at the Swedish Financial Supervisory Authority’s first sanctions of 2025.
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Market Abuse Summit 2025: Therese Chambers on the three ‘Ps’ of regulation
The senior regulator spoke about the importance of predictable, proportionate, and purposeful action to prevent market abuse.