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FCA work in review: July 25-August 1, 2025
Our regular roundup of FCA activity.
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Global trend: Brazilian and US guidelines on the use of AI by government authorities
Overview of guidelines for the use of AI in criminal investigations and public security intelligence operations in Brazil and the US.
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When should companies self-report?
The SFO’s recent guidance is just one piece of a larger puzzle.
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What you need to know about the FCA’s new Enforcement Guide
The ENFG is a more concise, user-friendly guide that focuses on how the FCA investigates and takes enforcement action.
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Streamlined UK Enforcement Guide now in force
“Exceptional circumstances” test remains with three specific situations identified on when a public announcement will be more likely.
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How employers should carry out internal investigations in France
French employers may decline internal investigations for misconduct if no further investigation is necessary to ensure employee protection.
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Nikhil Rathi reappointed as FCA chief by UK Treasury for a second term
This is the first time an FCA chief has been reappointed for a second term. Rathi will now stay in the role until 2030.
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OPINION: Change to SEC Enforcement Director’s authority could affect pace, scope of investigations
Independent power to order investigations stripped by SEC.