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Streamlined UK Enforcement Guide now in force
“Exceptional circumstances” test remains with three specific situations identified on when a public announcement will be more likely.
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How employers should carry out internal investigations in France
French employers may decline internal investigations for misconduct if no further investigation is necessary to ensure employee protection.
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Nikhil Rathi reappointed as FCA chief by UK Treasury for a second term
This is the first time an FCA chief has been reappointed for a second term. Rathi will now stay in the role until 2030.
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OPINION: Change to SEC Enforcement Director’s authority could affect pace, scope of investigations
Independent power to order investigations stripped by SEC.
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City wins: FCA backs down on controversial “name and shame” plans
The regulator will proceed with muted transparency plans which received broader support. We look at what this means for the enforcement division.
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Parliamentary committee rebukes FCA over handling of name-and-shame proposals
The FCA has already signalled it will water down its original plans.
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“We would be looking at the public interest in the round” says FCA’s Chambers on enforcement publicity
Second report from the Simmons & Simmons webinar where Therese Chambers answered questions on the practical implications of the proposal.
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Therese Chambers gives robust defence of FCA’s new publicity enforcement approach
At a Simmons & Simmons webinar, Therese Chambers made a powerful case for why the FCA remains committed to the publicity proposals.