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Liquidity risk advice for collective investment schemes revised
IOSCO final report includes revised recommendations for funds and an updated guidance document to help with their implementation.
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GRIP Extra: Ex Goldman partner sentenced, Republicans to limit state AI regulation
Our in-brief roundup also includes China’s new crypto ownership restrictions, Trump’s tariffs, and a multimillion dollar CIRO fine.
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Imitative trading strategies exacerbating potential investor risk
IOSCO report also delves into the advantages of strategies like copy trading, mirror trading and social trading being adopted by investors.
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GRIP Extra: Bitcoin hits record high, SEC commissioner slams deregulation
Other news includes China threatening legal action against companies taking US guidance not to buy Chinese chips, and the UK sanctioning an accountant for buying oil tankers for Lukoil.
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Finfluencers pose a challenge for regulatory oversight
IOSCO points to their growing reach, which in turn is leading to concerns about conflicts of interest, fraud and unsuitable recommendations.
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Atkins outlines new roles for Uyeda and Crenshaw in testimony
Speaking before the US House Appropriations Subcommittee on Financial Services and General Government he also detailed the SEC’s new headcount figures.
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GRIP Extra: SEC updates marketing rule FAQs, Swiss fine for Lara Warner
Other news includes Chat GPT hallucinates murder, DOGE access to social security data blocked and Tornado Cash no longer sanctioned.
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AI use widespread in capital markets according to IOSCO report
Internal productivity, AML/CFT and market analysis and trading insights found to be most common use cases.