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What you need to know about the new UK Stewardship Code
Voluntary UK Stewardship Code is widely adopted in the asset management industry.
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PRA publishes updated supervision framework for international banks
A guide to PRA’s final rules and policy on its approach to branch and subsidiary supervision.
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EU overhauls Benchmarks Regulation
The amendments will ease the compliance burden on benchmark administrators inside the EU, and non-EU who provide benchmarks for use within the EU.
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FCA policy statement PS25/4: Investment research payment optionality for fund managers
New framework offers greater flexibility, but it remains to be seen how many fund managers will take up joint payment options, given the guardrails in place.
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MiFID onshoring continued: PRA Consultation Paper CP9/25
The consultation is relevant to PRA-authorized banks, building societies and designated UK investment firms.
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Simplifying the Regulatory Capital Regime for FCA investment firms: FCA CP25/10
The proposed rules would only apply to MIFIDPRU investment firms, with announcements due for market making/principal trading firms.
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EU ESG Ratings Regulation: What do I need to do if I’m not a ratings provider?
The broad scope of the ESGRR is a key compliance issue which affects firms who are not ESG ratings providers (both EU and non-EU).
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FCA’s second consultation on Consumer Composite Investments explained
The proposed CCI regime aims to replace the PRIIPs regime and certain UCITS disclosure requirements.