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In Regulatory Notice 24-09, FINRA points out that its rules are intended to be technology neutral and that firms must remain compliant when leveraging new technologies.
BIS says strong supervisory scrutiny and implementation of reforms needed to enhance system resilience.
This dispatch from the recent XLoD event in NY includes best practice tips in ecomms, trade data capture, and using AI effectively.
But there are still more questions than answers over regulation of large language models.
Senior figures talked about how technology such as LLMs present great business opportunities … and risks.
The third part of our series considers where and how a company’s service provider is using GenAI and whether there is full disclosure of such use.
The University’s seventh annual index provides invaluable insight into the technology that is changing our world, and how it is being developed and regulated.