NASAA
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GRIP Extra: FDIC proposes stablecoin AML/CFT rules, MiCA undergoes first review
Our in-brief roundup of notable stories from the last week.
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GRIP Extra: OSC sets examination priorities, SEC reviews FINRA short-selling proposal
Our in-brief roundup of notable stories from the last week.
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GRIP Extra: CFTC replaces outdated swap benchmarks, ESMA moves to simplify EU reporting
Our in-brief roundup of notable stories from the last week.
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NASAA revises model advertising rules for state-registered investment advisers
Amendments show convergence between state and federal approaches, while preserving state-level oversight intended to mitigate retail investor harm.
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GRIP Extra: OCC blocks Illinois interchange fee ban, CFPB cuts small business lending rule
Our in-brief roundup of notable stories from the last week.
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GRIP Extra: Regulators lower US community bank leverage ratio, DOJ seizes $700m from scam center
Our in-brief roundup of notable stories from the last week.
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GRIP Extra: OSFI releases Annual Risk Outlook, SEC advances Treasury cash futures cross margining
Our in-brief roundup of notable stories from the last week.
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GRIP Extra: SEC names new enforcement chief, DOJ opens fraud division
Our in-brief roundup of notable stories from the last week.