SEA 1934 Rule 16(a)
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SEC adopts rules requiring ‘insider’ filings for foreign company executives
Many directors and officers of US-traded foreign private issuers must soon publicly disclose their shareholdings and trades in SEC filings.
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Foreign firm insider trading loophole in legislators’ sights
Changes to the rules would ensure that directors and shareholders of foreign firms adhere to the the same trade disclosure rules as other market players.