By manipulating data, QCQ Impact Investors was able to accumulate millions more in carbon credits than otherwise allowed.
SEA 1934 Rule 17a-6
Enforcement
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Equiniti Trust Co charged with failing to protect client funds against cyber intrusions
Millions of client funds were stolen due to two unlinked cyber incidents.
The DOJ and SEC claim Left defrauded his followers by publishing false and misleading statements about his stock trading recommendations.