The rule proposal generated a slew of overwhelmingly negative comments.
SEC Form 10-Q
One of the most significant changes under the proposed rules would expand federal preemption to all registered securities offerings.
The SEC emphasized ADM’s cooperation in resolving the matter.
The charges reflect the SEC’s sustained focus on accurate cybersecurity statements.
The company failed to properly inform investors about regulatory challenges it was experiencing with the FDA.
Elanco’s use of sales incentives created misleading impressions of customer demand, the SEC stated.
The four settlements come nearly one year after the SEC sued SolarWinds for misleading investors about its cybersecurity controls.
The SEC settled fraud charges against Ideanomics, its CEO and two former executives for misleading financial reporting and disclosures.