Disciplinary decisions issued December 13 – 19, 2025.
SEC Reg NMS Rule 606
Disciplinary decisions issued November 8 – 14, 2025.
Disciplinary decisions issued November 1 – 7, 2025.
Disciplinary decisions issued November 16 – 22, 2024.
Disciplinary decisions issued October 26 – November 1, 2024.
Disciplinary decisions issued August 11 – August 17, 2023.