SEC Rule 15c3-3
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NSCP’s Crossley on the group’s letter to the SEC Crypto Task Force
The NSCP’s letter provides feedback on existing compliance challenges and potential future ones the compliance community foresees in the digital asset space.
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SEC adopts amendments to broker-dealer Customer Protection Rule
Certain broker-dealers must now compute customer and reserve deposit requirements, making required deposits into reserve accounts on a daily rather than weekly basis.