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CEOs convicted for securities fraud
Schneider and Gentile used investor capital to pay out monthly distributions and create the illusion that their funds were performing satisfactorily.
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EU considers T+1 settlement cycle to align with US and other countries
Speech by Verena Ross on the EU transitioning to a faster securities settlement cycle.
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The GRIP Files: Matt Franker, securities and capital markets lawyer at Covington
Matt Franker, US attorney and former securities lawyer at the SEC, talks about his work in both public and private service, and the future of ESG reporting.
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Exchange applications to list spot ether ETFs approved by SEC
Nasdaq, CBOE and NYSE approved to list ETFs tied to the price of ether.
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European market participants brace for impact of US move to T+1 settlement cycle
The transition to faster securities settlement in the US will have a significant impact on UK and EU firms with holdings in North and Central America.
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Texas apparel company sues SEC over its airdropped token
Cryptocurrency company and industry group claim regulator has overstepped its authority.
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UK, EU and US sanctions on Russia: Part 3 – High level overview
A summary of sanctions on financial services, trade and other services.
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The GRIP Files: Howard A. Fischer
In the last of our seasonal Holiday profiles, we look back at Howard A. Fischer’s career both in public and private service and hear his predictions for 2024.