FCA wealth management survey points to continuing growth and consolidation and rapid adoption of tech, all the while face-to-face interaction remains dominant.
Third-party risk management
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Research reveals vulnerability in legacy telecoms standards that is being overlooked by finance firms.
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As the FCA intensifies its scrutiny of private markets, compliance executives face a battle over third-party supply-chain resilience and the fracturing of internal AI governance.
Opinion
What financial business leaders can learn from the Roman general.
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Joint ESA report also highlights the role of third parties as incident originators and warns about impending risk from AI.
Regulation to push European businesses and third-country suppliers to consider potential exposure to government influence when assessing their technology vendor relationships.
New regime changes how firms report serious incidents and critical third-party dependencies, gives regulators improved real-time visibility of threats.
Quick Read
CIRO offers guidance on how to notify the agency about third-party risk management control providers and when agreements with them are terminated.