Trading data
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EU proposes direct ESMA oversight for major trading venues
We consider industry pushback and sovereignty concerns with Tom Callaby, CMS; and Miroslav Đurić, Taylor Wessing.
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FCA makes proposals on consolidated tape for UK equity markets
FCA says having multiple trading venues has benefits, but market participants need a single, centralized source of data for better overall market assessment.
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SEC on a tear: Seven decisions, from FCPA scheming to MNPI reporting
Several SEC cases highlight its effort to clear its docket, plus remind firms of internal controls principles and registration and reporting basics.