Thomas Zordani explains why compliance professionals must sometimes look beyond isolated incidents and investigate the systems, workflows, policies, and decision architectures that drive organizational outcomes.
Transcript
Trusting an AI tool with helping your business perform financial planning for clients requires you to do your homework on your vendor and know what your regulator expects of you.
Rosemarie Connell is senior managing director at Integrated Solutions, following a career as a commodities trader.
Alex Curran, CEO of Aptitude Software, discusses what practical, auditable AI and modern architecture looks like in heavily regulated finance.
Allan Dabre is a compliance and AI governance advisor at a Big Four consulting firm, with over a decade of experience in enterprise risk, IT controls, and regulatory compliance.
Daniel Ahn is a partner at Reed Smith in the White Collar and Government Investigations Group.
At the National Bank of Canada, Kadas and his team use AI technology to facilitate communication surveillance and mitigate risk to the business.
Joseph Martin is the CEO of AML and compiance software company Kinectify.