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UK government moves to ban NDAs silencing victims of workplace misconduct
We take a look at how the ban will work in practice, unintended consequences and what this means for regulated financial services firms.
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Datatilsynet reports 2024 as record year for new cases and data breaches
The authority issued its largest fine to date, and experienced an increase in reports of personal data breaches.
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DOJ’s Criminal Division chief signals white-collar crime de-prioritization
The DOJ looks to combat foreign crime while promising to scale back monitorships and incentivize self-reports.
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GRIP Extra: DHS investigates ex-CISA director Krebs, Atkins in as SEC chair
Other news includes a whistleblower testifying that Facebook was working with CCP on censorship, Treasury announcing the rollback of 15 rules and guidance statements, and the publication of several ESMA documents.
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Whistleblower reports in Denmark increased during 2024
Whistleblower reports keep increasing in Denmark, with most concerns within the private sector.
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SEC whips out final orders for violations grounded in supervisory, oversight lapses
Final settlement orders announced last week include those against firms for infractions often based in compliance program lapses.
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SEC and CFTC whistleblower awards down in 2024
The authorities awarded whistleblowers close to $300m less in 2024 compared to 2023.
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Podcast: Dr Mariola Marzouk on derisking, AML regtech and fear of speaking up
With a career spanning software and consulting firms as well as banks globally, Mariola gives us a frank insight into AML surveillance in practice.