Hameed Shuja4 min read
Julie DiMauro2 min read
Hameed Shuja3 min read
During her time at the FCA, Monica also worked on the Fair and Effective Market Review (FERM) in the development of the FX Global Code; the market abuse strategy around systems and controls and on Brexit related issues around MAR and transaction reporting under MiFID II and MiFIR.
Recent UK FCA enforcement cases reinforce the need to get your market abuse risk assessment right.
Monica Rodriguez | Bovill3 min read