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Rosemarie Connell | Integrated Solutions℠

Rosemarie Connell has been with Integrated Solutions℠ since 2006, having overseen the growth of its client base and inherent operational expansion. Among her responsibilities, Rosemarie coordinates and supervises a team of securities industry professionals who handle the full spectrum of regulatory responsibilities for the firm’s clients, many of which are based internationally and seeking to access the United States markets.

Ms. Connell draws on her direct securities industry experience in providing client services. These include broker-dealer new and continuing membership applications related to FINRA, the FCA, and other regulatory bodies; preparing firms for regulatory exams and providing strategic advice regarding various matters related to FINRA, the NFA, and/or the SEC; as well as conducting on-site reviews and various types of training.

rconnell@integrated.solutions