Compliance
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The quiet calculus of settlement: How compliance teams decide when to fight and when to fold
In compliance disputes, the real decision is not whether to settle, but whether to control the timing and cost of an outcome that is almost always negotiated.
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REMIT II in action: The enforcement era begins
Analysis of ACER’s Q1 2026 regulatory updates: a shift from preparation to active enforcement.
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SEC enforcement highlights valuation risks in affiliated loan transactions
After reviewing a recent case, Janaya Moscony offers lessons learned and explains why this matters for advisers.
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FinCEN advisory warns of expanding healthcare fraud, empowers whistleblowers
The advisory urged insiders at financial institutions to be vigilant for fraudsters, organized crime groups, and transnational criminal organizations that increasingly target government benefits programs.
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Rebecca Fike talks to GRIP about SEC enforcement and more
Fike, former SEC senior counsel, told us about the effects of uncertainty and tempered enforcement activity at the SEC on her clients, and her advice to them.
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Insurance policy considerations in a volatile energy sector
Two attorneys list some of the insurance considerations businesses can consider before making Venezuelan investments to mitigate their risks.
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Binance Australia fined $6.9m for client onboarding failures
Binance has accepted exposing 524 retail investors to high-risk crypto products by misclassifying them as wholesale clients. The company had already compensated those clients in 2023.
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The GRIP Files: Stephen Bolinger – filmmaker and CPO
Stephen tells us about his career to date, offers valuable advice to those entering the privacy profession, and provides insight into his work on the film “Privacy People.”