Fike, former SEC senior counsel, told us about the effects of uncertainty and tempered enforcement activity at the SEC on her clients, and her advice to them.
I had a chance to sit down with Rebecca Fike, a partner at Reed Smith and a member of the firm’s Global Regulatory Enforcement Group, about the enforcement landscape at the SEC itself and how the agency’s posture is affecting her clients’ outlook on compliance program vigilance.
Fike is former
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